Michael Anthony Pape

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Dec 2020)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF21 Investment Adviser (23 Oct 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (23 Apr 2007 to 23 Oct 2007)
Aegis Independent Financial Advisers (UK) Ltd (no longer approved here)
FRN 195059
- Employed By (20 May 2004 to 31 May 2007)
Caddle Aegis Financial Ltd (no longer approved here)
FRN 223305
- Employed By (6 Mar 2003 to 1 Aug 2003)
Aegis Independent Financial Advisers Limited (1714) (no longer approved here)
FRN 136364
- Employed By (1 Dec 2001 to 20 May 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.