Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Strange

    IRN JXS00310

    • (4470)CF30 Customer (4 Mar 2008 to 4 Jul 2012)
  • John Stuart Aspinall

    IRN JSA00003

    • (4150)CF30 Customer (1 Nov 2007 to 7 Mar 2013)
    • (4152)CF21 Investment Adviser (7 Aug 2007 to 31 Oct 2007)
    • (4151)CF22 Investment Adviser (Trainee) (27 Mar 2007 to 7 Aug 2007)
  • John Tamblin

    IRN JXT01387

    • (5802)CF30 Customer (1 Jun 2011 to 11 Jul 2016)
  • John Thomas Boyd

    IRN JTB00007

    • (226)CF22 Investment Adviser (Trainee) (22 Jul 2004 to 23 Aug 2006)
  • John Thomas Hartley

    IRN JTH01057

    • (5295)CF30 Customer (2 Oct 2009 to 13 Aug 2010)
  • John Thomson

    IRN JXT00082

    • (3468)CF30 Customer (5 Aug 2009 to 10 Apr 2019)
  • John Trevor Jolly

    IRN JTJ00006

    • (748)CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • (749)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • John Tunnicliffe

    IRN JXT00085

    • (1455)CF30 Customer (24 Jul 2009 to 13 Aug 2010)
  • John Turner

    IRN JXT00070

    • (5292)CF30 Customer (1 Nov 2007 to 13 Jun 2008)
    • (5293)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • John Ward

    IRN JXW00136

    • (2344)CF30 Customer (1 Nov 2007 to 25 Oct 2012)
    • (2345)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: AEGIS Financial Solutions

  2. trading name added: Advice Wizards

  3. trading name added: Advantage Independent

  4. trading name added: Alan Reid Financial Services

  5. trading name added: Alan Price Associates

  6. trading name added: AJS Independent Finacial Advisers

  7. trading name added: AJH Wealth Management

  8. trading name added: Alexander-Thomas

  9. trading name added: Alexander Mayne

  10. trading name added: Alexander Knight

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