Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
1 day ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Malcolm Arthur Turnbull

    IRN MXT00072

    • (2397)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • (2399)CF21 Investment Adviser (17 Jun 2002 to 31 Oct 2007)
    • (2398)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jun 2002)
  • Malcolm Foster

    IRN MXF00086

    • (5173)[FCA CF] Manager of certification employee (1 Sep 2020 to 9 May 2023)
  • Malcolm James Tanner

    IRN MXT00011

    • (1334)CF30 Customer (1 Nov 2007 to 8 Aug 2011)
    • (1336)CF21 Investment Adviser (5 Jan 2007 to 31 Oct 2007)
    • (1335)CF22 Investment Adviser (Trainee) (20 Apr 2005 to 5 Jan 2007)
  • Malcolm Latchman

    IRN MXL00085

    • (5627)CF21 Investment Adviser (20 May 2002 to 31 Aug 2003)
    • (5626)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 May 2002)
  • Malcolm Richard Hart

    IRN MRH00021

    • (5756)CF30 Customer (1 Nov 2007 to 19 Dec 2011)
    • (5757)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Malcolm Rodney Lacey

    IRN MRL00016

    • (968)CF21 Investment Adviser (20 May 2002 to 22 Nov 2004)
    • (967)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 May 2002)
  • Maldwyn Griffiths

    IRN MXG00049

    • (1554)CF30 Customer (1 Nov 2007 to 30 Mar 2010)
    • (1555)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Manan Adlakha

    IRN MXA00175

    • (5177)[FCA CF] Manager of certification employee (1 Sep 2020 to 9 May 2023)
  • Mandy Robinson

    IRN MLR00001

    • (672)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (674)4. Giving personal recommendations on retail investment products which are not broker funds
    • (673)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (676)Appointed representative dealing with clients for which they require qualification (since 1 Nov 2022)
    • (675)CF30 Customer (since 14 Oct 2022)
    • (5514)CF30 Customer (4 Apr 2013 to 17 Jul 2014)
  • Manhar Patel

    IRN MXP00127

    • (4647)CF30 Customer (1 Nov 2007 to 23 Aug 2012)
    • (4649)CF21 Investment Adviser (14 Sep 2005 to 31 Oct 2007)
    • (4648)CF22 Investment Adviser (Trainee) (3 May 2005 to 14 Sep 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Abacus Financial Planning

  2. trading name added: A F Investment Solutions

  3. trading name added: A E Taylor Financial Services

  4. trading name added: A Bianchi Financial Solutions

  5. trading name added: A Bianchi Financial Services

  6. trading name added: Abstract Financial

  7. trading name added: Absolute Wealth Management

  8. trading name added: Absolute Asset Management

  9. trading name added: ABM Financial Management

  10. trading name added: Abbott Associates

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