Quilter Financial Limited

Date authorised
1 April 2013
Companies House
06784783
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to counselling for investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Patrick Murphy

    IRN PMM01161

    • CF30 Customer (6 Jan 2014 to 7 Mar 2014)
  • Paul Alkins

    IRN PXA00002

    • CF1 Director (AR) (19 Sep 2011 to 13 Jul 2012)
  • Paul Andres Landa

    IRN PAL01123

    • CF30 Customer (1 Oct 2010 to 31 Jul 2012)
  • Paul Andrew Cryan

    IRN PAC00005

    • Appointed representative dealing with clients for which they require qualification (22 Apr 2020 to 22 Aug 2025)
    • CF30 Customer (20 Apr 2020 to 22 Aug 2025)
  • Paul Andrew Gordon

    IRN PAG00063

    • CF30 Customer (1 Jan 2011 to 5 Sep 2022)
  • Paul Andrew Kerr

    IRN PAK00033

    • CF30 Customer (23 Jun 2010 to 11 Apr 2017)
  • Paul Anthony Davies

    IRN PAD00020

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Dec 2022)
    • CF1 Director (AR) (19 Oct 2011 to 13 Dec 2022)
    • CF30 Customer (19 Oct 2011 to 13 Dec 2022)
  • Paul Anthony Everett

    IRN PAE00012

    • CF30 Customer (4 Jun 2018 to 29 Mar 2019)
  • Paul Anthony Green

    IRN PAG01201

    • CF30 Customer (13 Oct 2010 to 18 Aug 2011)
  • Paul Anthony Horsley

    IRN PAH00015

    • CF1 Director (AR) (5 Jan 2011 to 14 Mar 2018)
    • CF30 Customer (5 Jan 2011 to 14 Mar 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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