Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 14 Feb 2014)
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Trinity Lifetime Partners Limited
FRN 616281
- Employed By (since 3 Mar 2014)
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- Employed By (6 Jan 2014 to 7 Mar 2014)
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- CF30 Customer (6 Jan 2014 to 7 Mar 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.