Quilter Financial Limited

Date authorised
1 April 2013
Companies House
06784783
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to counselling for investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Feehely

    IRN SXF01825

    • CF30 Customer (15 Feb 2018 to 2 Mar 2020)
  • Sarah Jane Simkin

    IRN SJM00159

    • CF1 Director (AR) (18 Oct 2011 to 24 Nov 2017)
  • Sarah Louise Evans

    IRN SLE01022

    • CF30 Customer (9 Feb 2012 to 6 Aug 2012)
  • Sarah Margaret Mary Houlston

    IRN SXH88113

    • SMF24 Chief Operations (since 13 Nov 2024)
    • [FCA CF] Significant management (1 Oct 2024 to 15 Nov 2024)
    • [FCA CF] Manager of certification employee (1 Oct 2024 to 15 Nov 2024)
  • Sarah Waring

    IRN SXW01645

    • [FCA CF] Significant management (1 Sep 2020 to 1 Sep 2022)
  • Saranjit Singh Hothi

    IRN SSH01018

    • CF1 Director (AR) (11 Jun 2014 to 15 Aug 2019)
    • CF30 Customer (26 Mar 2013 to 15 Aug 2019)
  • Scott David Gurd

    IRN SDG01091

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Aug 2025)
    • CF30 Customer (16 Feb 2016 to 29 Aug 2025)
  • Scott Dawkins

    IRN SXD01568

    • CF30 Customer (26 Oct 2010 to 19 Aug 2011)
  • Scott James White

    IRN SJW01273

    • CF30 Customer (8 Aug 2017 to 16 Nov 2018)
  • Scott Mochar

    IRN SXM01819

    • CF1 Director (AR) (3 Aug 2010 to 19 Sep 2012)
    • CF30 Customer (3 Aug 2010 to 19 Sep 2012)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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