Quilter Financial Limited

Date authorised
1 April 2013
Companies House
06784783
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to counselling for investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philippa Clare Gee

    IRN PCH01075

    • CF30 Customer (17 May 2010 to 30 Sep 2013)
    • CF1 Director (AR) (17 May 2010 to 30 Sep 2013)
  • Phillip Broeders

    IRN PXB48031

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 16 Feb 2023)
    • CF30 Customer (since 27 Mar 2020)
  • Phillip David Smith

    IRN PDS00040

    • CF30 Customer (20 Jan 2011 to 31 Dec 2015)
    • CF1 Director (AR) (20 Jan 2011 to 31 Dec 2015)
  • Preeta Arora

    IRN PXA01371

    • CF30 Customer (23 Sep 2014 to 31 Oct 2016)
    • CF1 Director (AR) (23 Sep 2014 to 31 Oct 2016)
  • Priti Verma

    IRN PXV01292

    • SMF4 Chief Risk (15 Jun 2023 to 11 Oct 2024)
    • SMF16 Compliance Oversight (15 Jun 2023 to 11 Oct 2024)
  • Rachael Ella-Beth Buchanan

    IRN REB01074

    • CF1 Director (AR) (24 Dec 2010 to 23 Jul 2013)
  • Rachael House

    IRN RXH00482

    • Appointed representative dealing with clients for which they require qualification (8 Apr 2022 to 9 Mar 2023)
    • CF30 Customer (23 Mar 2022 to 9 Mar 2023)
  • Rachel Lowe

    IRN RXL00079

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 21 Jan 2022)
  • Rachel Mary Flinders

    IRN RXW01380

    • CF1 Director (AR) (7 Feb 2011 to 30 Nov 2015)
  • Rachel Stones

    IRN RXS00705

    • [FCA CF] Significant management (1 Jun 2024 to 5 Nov 2024)
    • [FCA CF] Manager of certification employee (29 Jun 2022 to 5 Nov 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.