Quilter Financial Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to counselling for investment advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew Theobald

  IRN MXT02380

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 6 Mar 2023)
  • CF30 Customer (since 28 Feb 2023)
  • CF1 Director (AR) (since 28 Feb 2023)
• Matthew Thomas Bond

  IRN MXB01249

  • Appointed representative dealing with clients for which they require qualification (15 Dec 2023 to 22 Oct 2025)
  • CF30 Customer (2 Dec 2023 to 22 Oct 2025)
• Matthew Winchester

  IRN MXW00053

  • Appointed representative dealing with clients for which they require qualification (16 Feb 2023 to 2 Jan 2025)
  • CF30 Customer (23 Apr 2014 to 2 Jan 2025)
• Max Pieters

  IRN MXP01778

  • CF30 Customer (22 Oct 2010 to 28 Sep 2012)
• Maxine Hulme

  IRN MXH01037

  • [FCA CF] Significant management (since 28 Feb 2025)
  • [FCA CF] Manager of certification employee (since 28 Feb 2025)
  • [FCA CF] Material risk taker (28 Feb 2025 to 1 Mar 2025)
• Melanie April Barnard

  IRN MXB00239

  • [FCA CF] Significant management (1 Sep 2020 to 30 Nov 2021)
• Melanie Smith

  IRN MXS00435

  • [FCA CF] Manager of certification employee (9 Jan 2023 to 9 May 2023)
• Melissa Jane Burke

  IRN MXB00688

  • Appointed representative dealing with clients for which they require qualification (31 Jan 2023 to 7 Feb 2024)
• Melissa Jane Hooper

  IRN MJH01458

  • [FCA CF] Significant management (since 16 Oct 2025)
• Michael Alastair Couzens

  IRN MAC00076

  • CF2 Non Executive Director (1 Jun 2015 to 19 Jun 2017)

• David Howe (no longer appointed)

  FRN 801108 · Appointed 8 Feb 2018 · Until 27 Nov 2020

• John Harrison (Worksop) Limited (no longer appointed)

  FRN 800484 · Appointed 1 Feb 2018 · Until 19 Nov 2020

• BFS Accountants Ltd (no longer appointed)

  FRN 798782 · Appointed 17 Jan 2018 · Until 21 Mar 2018

• PPR Associates Ltd (no longer appointed)

  FRN 798783 · Appointed 17 Jan 2018 · Until 21 Mar 2018

• Davis & Gibbs (no longer appointed)

  FRN 479877 · Appointed 5 Jan 2018 · Until 27 Nov 2020

• Marchants Solicitors (no longer appointed)

  FRN 797751 · Appointed 3 Jan 2018 · Until 21 Mar 2018

• Unitehome Services Limited (no longer appointed)

  FRN 796917 · Appointed 20 Dec 2017 · Until 1 Dec 2020

• Gowers Limited (no longer appointed)

  FRN 796928 · Appointed 20 Dec 2017 · Until 12 Feb 2018

• Sharon Bristow Associates Limited (no longer appointed)

  FRN 796926 · Appointed 20 Dec 2017 · Until 14 Feb 2025

• Courts Accountancy Services Ltd (no longer appointed)

  FRN 794884 · Appointed 23 Nov 2017 · Until 19 Nov 2020

No changes recorded yet.