Max Pieters

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Westminster Wealth Management LLP

    FRN 490519

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (7 Nov 2012 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (22 Oct 2010 to 28 Sep 2012)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (22 Oct 2010 to 28 Sep 2012)
  • Welbeck Consulting Limited (no longer approved here)

    FRN 216577

    • Employed By (2 Sep 2008 to 21 Nov 2010)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (2 Sep 2008 to 21 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.