Quilter Financial Limited

Date authorised
1 April 2013
Companies House
06784783
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to counselling for investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jeremy Richard Libbert

    IRN JRL01140

    • CF1 Director (AR) (10 Apr 2013 to 21 Oct 2016)
  • Jessica Mary Bacon

    IRN JXB02071

    • [FCA CF] Manager of certification employee (28 Sep 2023 to 31 Jan 2026)
  • Joanna Kate Harris

    IRN JXH22552

    • SMF18 Other Overall Responsibility (since 8 Jan 2026)
  • Joanna Kennedy

    IRN JXK00086

    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 25 Feb 2022)
    • [FCA CF] Client dealing (1 Sep 2020 to 25 Feb 2022)
  • Joanne Alison Stalley

    IRN JAS01357

    • CF1 Director (AR) (12 Jun 2013 to 30 Aug 2022)
    • CF4 Partner (AR) (30 Mar 2012 to 12 Jun 2013)
  • Joanne Dorothy Ainsworth

    IRN JDA01072

    • CF11 Money Laundering Reporting (30 Jul 2009 to 21 Jun 2012)
    • CF10 Compliance Oversight (30 Jul 2009 to 21 Jun 2012)
  • Joanne Ferns

    IRN JXF01883

    • CF1 Director (AR) (8 Aug 2016 to 28 Dec 2021)
  • Joanne Kurz

    IRN JXK18333

    • Appointed representative dealing with clients for which they require qualification (7 Mar 2023 to 2 Oct 2024)
    • CF30 Customer (6 Mar 2023 to 2 Oct 2024)
  • Joanne Storer

    IRN JXS00224

    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
    • [FCA CF] Client dealing (since 1 Sep 2020)
  • Jody William Burns

    IRN JWB01135

    • CF1 Director (AR) (18 Jan 2011 to 31 Dec 2013)
    • CF30 Customer (18 Jan 2011 to 31 Dec 2013)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.