Quilter Financial Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to counselling for investment advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Samuel Henderson

  IRN SXH00094

  • CF1 Director (AR) (since 1 Oct 2010)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Sep 2025)
  • CF30 Customer (9 Aug 2010 to 4 Sep 2025)
• Samuel Ng

  IRN SXN01488

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Apr 2021)
  • CF30 Customer (3 Oct 2014 to 30 Apr 2021)
• Sandra Ellis

  IRN SXE00053

  • [FCA CF] Manager of certification employee (since 1 Sep 2020)
• Sandra Jean Binns

  IRN SJG00088

  • CF30 Customer (19 Aug 2010 to 14 Oct 2010)
• Sandra Lilian Lloyd

  IRN SXL00041

  • CF30 Customer (1 Jan 2011 to 31 Jul 2012)
• Sandra Taylor

  IRN SXT01492

  • CF4 Partner (AR) (25 Jan 2013 to 2 Nov 2021)
  • CF1 Director (AR) (22 Oct 2010 to 11 Jan 2013)
• Sanjay Gandhi

  IRN SXG01831

  • CF1 Director (AR) (19 Oct 2011 to 29 Jan 2014)
• Sarah Catherine Belsom

  IRN SCB01140

  • CF30 Customer (10 Aug 2011 to 2 May 2017)
• Sarah Diane Perry

  IRN SDF00009

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 11. Pension transfer specialist
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF1 Director (AR) (since 5 Apr 2013)
  • CF30 Customer (since 5 Apr 2013)
• Sarah Elizabeth Lock

  IRN SEL00013

  • CF1 Director (AR) (30 Aug 2011 to 31 Dec 2012)
  • CF30 Customer (5 Oct 2010 to 31 Dec 2012)

• Alistair Eccleston (no longer appointed)

  FRN 543392 · Appointed 18 Mar 2011 · Until 29 May 2013

• Whitebridge Financial Planning Limited (no longer appointed)

  FRN 541732 · Appointed 17 Feb 2011 · Until 31 Dec 2013

• Fedelta Consultancy Ltd (no longer appointed)

  FRN 486830 · Appointed 14 Feb 2011 · Until 30 Sep 2012

• Langham Associates (no longer appointed)

  FRN 221799 · Appointed 14 Feb 2011 · Until 10 Dec 2012

• Stephen Butler (no longer appointed)

  FRN 216390 · Appointed 8 Feb 2011 · Until 31 Dec 2012

• CSM Financial Solutions Limited (no longer appointed)

  FRN 541180 · Appointed 8 Feb 2011 · Until 5 Aug 2021

• A.S Life Limited (no longer appointed)

  FRN 541024 · Appointed 7 Feb 2011 · Until 1 Mar 2013

• Milngavie Investments Limited (no longer appointed)

  FRN 540969 · Appointed 4 Feb 2011 · Until 3 Sep 2012

• Professional Financial Care Limited (no longer appointed)

  FRN 540678 · Appointed 1 Feb 2011 · Until 10 Dec 2021

• Oak Wealth Planning Ltd (no longer appointed)

  FRN 540501 · Appointed 31 Jan 2011 · Until 19 Aug 2011

No changes recorded yet.