Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 1 Oct 2010)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Sep 2025)
    • CF30 Customer (9 Aug 2010 to 4 Sep 2025)
    • (1)Employed By (since 21 Jun 2018)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (9 Aug 2010 to 16 Dec 2010)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 16 Aug 2010)
    • CF4 Partner (AR) (1 Jun 2005 to 15 Jul 2010)
    • CF1 Director (AR) (1 Jun 2005 to 16 Jun 2007)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Direct Rules Ltd (no longer approved here)

    FRN 423333

    • Employed By (27 Jan 2005 to 26 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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