Quilter Financial Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to counselling for investment advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Catherine Lucy Turner

  IRN CLT01048

  • SMF7 Group Entity Senior Manager (9 Dec 2019 to 15 May 2020)
  • CF2 Non Executive Director (31 Aug 2017 to 8 Dec 2019)
• Catherine Lyn Ball

  IRN CLF00006

  • CF1 Director (AR) (25 Jan 2011 to 31 Dec 2012)
  • CF30 Customer (25 Jan 2011 to 31 Dec 2012)
• Catherine Patricia Finch

  IRN CPF00005

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jan 2024)
• Cathryn Grace Brookes

  IRN CGB01077

  • CF30 Customer (26 Oct 2012 to 4 Dec 2013)
• Celine Russell

  IRN CXT00522

  • [FCA CF] Significant management (since 28 Feb 2025)
• Charles Alexander Armitage

  IRN CAA01109

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Jan 2023)
  • CF4 Partner (AR) (27 Jul 2015 to 12 Oct 2021)
• Charles Andrew Stephen Hillyer

  IRN CAH00044

  • CF30 Customer (16 Mar 2010 to 30 Jun 2017)
• Charles Dawson Robb

  IRN CDR00001

  • CF30 Customer (9 Nov 2010 to 31 Dec 2012)
• Charles Elliot Andrew Langdale

  IRN CEL01064

  • 11. Pension transfer specialist
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 25 Sep 2017)
• Charles Hammett

  IRN CBH01034

  • CF30 Customer (12 Nov 2012 to 31 Dec 2013)

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• Green Rose Financial Services Ltd (no longer appointed)

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• Sheafmoor Money Management Ltd (no longer appointed)

  FRN 426465 · Appointed 20 Oct 2011 · Until 8 Dec 2022

• Scott Financial Ltd (no longer appointed)

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• Futura Investments Ltd (no longer appointed)

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No changes recorded yet.