Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 11. Pension transfer specialist
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 7 Apr 2026)
- [FCA CF] Functions requiring qualifications (since 7 Apr 2026)
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- CF1 Director (AR) (29 Jun 2020 to 7 Apr 2026)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Apr 2026)
- CF30 Customer (11 Mar 2019 to 7 Apr 2026)
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- CF1 Director (AR) (29 Jun 2020 to 7 Apr 2026)
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- (4)Employed By (11 Mar 2019 to 7 Apr 2026)
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- CF30 Customer (12 Nov 2012 to 31 Dec 2013)
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- Employed By (29 Jan 2010 to 2 Jul 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.