Quilter Financial Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to counselling for investment advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Robert Scammell

  IRN AXS35323

  • [FCA CF] Manager of certification employee (since 1 Jul 2023)
  • [FCA CF] Significant management (since 7 Jan 2022)
• Anthony Taylor

  IRN ADT01084

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Dec 2020)
  • CF30 Customer (17 Dec 2014 to 30 Dec 2020)
• Antony Palmer

  IRN AJP00090

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 2 Jul 2018)
• April Bell

  IRN AXB00015

  • [FCA CF] Manager of certification employee (1 Sep 2020 to 17 Aug 2022)
• Ashley Blackmore

  IRN AXB08398

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 1 Jul 2019)
• Ashley Charles Myers

  IRN ACM01145

  • CF30 Customer (21 Nov 2012 to 31 Mar 2014)
• Ashley Paul Lawrence

  IRN APL01108

  • CF30 Customer (2 Jul 2015 to 1 Apr 2016)
• Ashvinbhai Ishwarbhai Patel

  IRN AIP01017

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 1 Sep 2016)
• Atul Duggal

  IRN AXD02577

  • CF30 Customer (4 Aug 2016 to 24 Jan 2017)
• Barry O'Reilly

  IRN BXO00013

  • [FCA CF] Manager of certification employee (1 Sep 2020 to 28 Feb 2023)

• Mr Les Oates (no longer appointed)

  FRN 596754 · Appointed 4 Mar 2013 · Until 10 Feb 2014

• Independent Insurance Information Ltd (no longer appointed)

  FRN 158283 · Appointed 26 Feb 2013 · Until 13 Jun 2013

• Elementary Ltd (no longer appointed)

  FRN 231516 · Appointed 26 Feb 2013 · Until 15 Aug 2019

• Sutherland Mayfair Financial Planning Ltd (no longer appointed)

  FRN 596157 · Appointed 22 Feb 2013 · Until 31 Oct 2016

• Butler Capital Financial Management LLP (no longer appointed)

  FRN 593986 · Appointed 9 Jan 2013 · Until 31 Oct 2016

• Cedar Wealth Limited (no longer appointed)

  FRN 591372 · Appointed 15 Nov 2012 · Until 30 Apr 2014

• Woodwards Financial Planning Ltd (no longer appointed)

  FRN 471819 · Appointed 15 Nov 2012 · Until 18 Dec 2014

• Apex Wealth Management Limited (no longer appointed)

  FRN 582717 · Appointed 13 Jun 2012 · Until 15 Dec 2017

• Robert Markham & Associates (no longer appointed)

  FRN 581321 · Appointed 16 May 2012 · Until 5 Apr 2013

• Mark Streatfield & Associates (no longer appointed)

  FRN 578129 · Appointed 23 Mar 2012 · Until 5 Apr 2013

No changes recorded yet.