Quilter Financial Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to counselling for investment advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Linford Brown

  IRN LDB01036

  • CF1 Director (AR) (7 Mar 2013 to 31 Dec 2014)
  • CF30 Customer (14 Apr 2011 to 31 Dec 2014)
• Lisa Ann Barber

  IRN LAB01115

  • [FCA CF] Significant management (since 20 Nov 2023)
• Lisa Anne Nunn

  IRN LXN27245

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 17 Jan 2020)
  • CF30 Customer (since 17 Jan 2020)
• Lisa Footes

  IRN LXB01359

  • CF30 Customer (15 Apr 2011 to 7 Oct 2015)
  • CF1 Director (AR) (15 Apr 2011 to 7 Oct 2015)
• Lisa Hill

  IRN LXG01163

  • CF1 Director (AR) (29 Jan 2010 to 30 Sep 2014)
• Lisa Holloway

  IRN LXH00100

  • [FCA CF] Client dealing (1 Sep 2020 to 22 Jan 2024)
  • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 22 Jan 2024)
• Lisa Rooney

  IRN LXR01481

  • CF30 Customer (10 May 2019 to 18 Sep 2020)
• Lisa Swinney

  IRN LXS00104

  • [FCA CF] Manager of certification employee (since 31 Jan 2024)
  • [FCA CF] Manager of certification employee (1 Sep 2020 to 7 Jul 2022)
• Lloyd Ryan Houston

  IRN LXH00317

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 16 Nov 2021)
• Lorna Spurr

  IRN LXS00328

  • [FCA CF] Manager of certification employee (3 Nov 2021 to 9 May 2023)

• Mackintosh Beardsley Wealth Management Limited (no longer appointed)

  FRN 627336 · Appointed 20 Oct 2014 · Until 31 Dec 2019 · Tied agent

• Cobalt Wealth Limited (no longer appointed)

  FRN 649241 · Appointed 9 Oct 2014 · Until 1 Jun 2018

• Argentous Private Clients Ltd (no longer appointed)

  FRN 646683 · Appointed 16 Sep 2014 · Until 18 Sep 2014

• Bespoke Wealth Solutions Limited (no longer appointed)

  FRN 605941 · Appointed 26 Aug 2014 · Until 31 Oct 2016

• Next Jump Limited (no longer appointed)

  FRN 629094 · Appointed 20 Aug 2014 · Until 16 Nov 2018

• Packenham Limited (no longer appointed)

  FRN 628175 · Appointed 14 Jul 2014 · Until 18 May 2019

• Alexander House Financial Services Limited (no longer appointed)

  FRN 601371 · Appointed 9 Jul 2014 · Until 22 Aug 2025

• John Hall (no longer appointed)

  FRN 153121 · Appointed 7 Jul 2014 · Until 31 Oct 2016

• Donald S Finlayson (no longer appointed)

  FRN 626886 · Appointed 27 Jun 2014 · Until 14 Jan 2015

• Timber Finance Limited (no longer appointed)

  FRN 626288 · Appointed 20 Jun 2014 · Until 21 Mar 2018

No changes recorded yet.