Quilter Financial Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to counselling for investment advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trevor Holmes

  IRN TXH00042

  • CF1 Director (AR) (1 Feb 2011 to 28 Jan 2019)
  • CF30 Customer (11 Nov 2010 to 28 Jan 2019)
• Troy Young

  IRN TXY00005

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Dec 2025)
  • CF30 Customer (24 Aug 2015 to 1 Dec 2025)
• Tulika Ghosh

  IRN TSG00005

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 11. Pension transfer specialist
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF1 Director (AR) (since 14 Mar 2014)
  • CF30 Customer (since 29 Oct 2010)
• Valerie Elizabeth Nicholson

  IRN VEN00001

  • CF4 Partner (AR) (16 Aug 2011 to 18 Dec 2013)
• Vanessa Sargent

  IRN VAS00007

  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 17 Feb 2025)
  • [FCA CF] Client dealing (since 17 Feb 2025)
  • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 9 Jan 2024)
  • [FCA CF] Client dealing (1 Sep 2020 to 9 Jan 2024)
• Vicki Leanne O'Hare

  IRN VLO01004

  • CF1 Director (AR) (28 Jun 2010 to 19 Sep 2012)
• Victor Atkins

  IRN VXA00001

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jun 2021)
  • CF30 Customer (2 Jan 2012 to 30 Jun 2021)
• Victor Hall

  IRN VXH00008

  • [FCA CF] Manager of certification employee (1 Sep 2020 to 30 Apr 2021)
• Victoria Baker

  IRN VXB00023

  • [FCA CF] Significant management (1 Sep 2020 to 25 Jun 2021)
• Victoria Fifield

  IRN VXF01092

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 11. Pension transfer specialist
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 5 May 2015)

• Mackintosh Beardsley Wealth Management Limited (no longer appointed)

  FRN 627336 · Appointed 20 Oct 2014 · Until 31 Dec 2019 · Tied agent

• Cobalt Wealth Limited (no longer appointed)

  FRN 649241 · Appointed 9 Oct 2014 · Until 1 Jun 2018

• Argentous Private Clients Ltd (no longer appointed)

  FRN 646683 · Appointed 16 Sep 2014 · Until 18 Sep 2014

• Bespoke Wealth Solutions Limited (no longer appointed)

  FRN 605941 · Appointed 26 Aug 2014 · Until 31 Oct 2016

• Next Jump Limited (no longer appointed)

  FRN 629094 · Appointed 20 Aug 2014 · Until 16 Nov 2018

• Packenham Limited (no longer appointed)

  FRN 628175 · Appointed 14 Jul 2014 · Until 18 May 2019

• Alexander House Financial Services Limited (no longer appointed)

  FRN 601371 · Appointed 9 Jul 2014 · Until 22 Aug 2025

• John Hall (no longer appointed)

  FRN 153121 · Appointed 7 Jul 2014 · Until 31 Oct 2016

• Donald S Finlayson (no longer appointed)

  FRN 626886 · Appointed 27 Jun 2014 · Until 14 Jan 2015

• Timber Finance Limited (no longer appointed)

  FRN 626288 · Appointed 20 Jun 2014 · Until 21 Mar 2018

No changes recorded yet.