Tulika Ghosh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Limited

    FRN 497604

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 14 Mar 2014)
    • CF30 Customer (since 29 Oct 2010)
  • Consilium Financial Management Limited

    FRN 616512

    • Employed By (since 28 Feb 2014)
  • Welbeck Consulting Limited (no longer approved here)

    FRN 216577

    • Employed By (15 Feb 2013 to 3 Mar 2014)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (29 Oct 2010 to 6 Sep 2013)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 21 Nov 2010)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.