Quilter Financial Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to counselling for investment advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Simon Edward Warburton

  IRN SEW01081

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2023)
  • CF30 Customer (1 Sep 2016 to 31 Mar 2023)
• Simon James Brannigan

  IRN SJB00018

  • CF30 Customer (11 May 2017 to 1 Oct 2018)
• Simon John Flinders

  IRN SJF00011

  • CF1 Director (AR) (20 Jan 2011 to 30 Nov 2015)
  • CF30 Customer (20 Jan 2011 to 30 Nov 2015)
• Simon John Phillips

  IRN SJP01135

  • CF30 Customer (5 Jul 2016 to 16 Nov 2018)
• Simon John Ross

  IRN SJR00089

  • CF30 Customer (28 Jun 2016 to 22 Sep 2017)
• Simon Jones

  IRN SXJ17381

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Aug 2025)
  • CF30 Customer (30 Jul 2019 to 29 Aug 2025)
• Simon Lovatt

  IRN SXL00073

  • CF1 Director (AR) (26 Jan 2012 to 10 Jul 2018)
  • CF30 Customer (26 Jan 2012 to 10 Jul 2018)
• Simon Mansell

  IRN SXM04836

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Nov 2025)
• Simon Peter Davies

  IRN SPD01102

  • CF30 Customer (17 Jan 2012 to 25 Jan 2012)
• Simon Philip Yates

  IRN SXY01052

  • CF30 Customer (18 Oct 2024 to 15 Nov 2024)
  • CF1 Director (AR) (18 Oct 2024 to 15 Nov 2024)

• Mackintosh Beardsley Wealth Management Limited (no longer appointed)

  FRN 627336 · Appointed 20 Oct 2014 · Until 31 Dec 2019 · Tied agent

• Cobalt Wealth Limited (no longer appointed)

  FRN 649241 · Appointed 9 Oct 2014 · Until 1 Jun 2018

• Argentous Private Clients Ltd (no longer appointed)

  FRN 646683 · Appointed 16 Sep 2014 · Until 18 Sep 2014

• Bespoke Wealth Solutions Limited (no longer appointed)

  FRN 605941 · Appointed 26 Aug 2014 · Until 31 Oct 2016

• Next Jump Limited (no longer appointed)

  FRN 629094 · Appointed 20 Aug 2014 · Until 16 Nov 2018

• Packenham Limited (no longer appointed)

  FRN 628175 · Appointed 14 Jul 2014 · Until 18 May 2019

• Alexander House Financial Services Limited (no longer appointed)

  FRN 601371 · Appointed 9 Jul 2014 · Until 22 Aug 2025

• John Hall (no longer appointed)

  FRN 153121 · Appointed 7 Jul 2014 · Until 31 Oct 2016

• Donald S Finlayson (no longer appointed)

  FRN 626886 · Appointed 27 Jun 2014 · Until 14 Jan 2015

• Timber Finance Limited (no longer appointed)

  FRN 626288 · Appointed 20 Jun 2014 · Until 21 Mar 2018

No changes recorded yet.