Date authorised
3 June 2015
Companies House
09242415
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Berkeley Street
    London
    Westminster
    W1J 8DZ
    UNITED KINGDOM
    Phone
    +442078714533
  • Complaints Contact

    16 Berkeley Street
    London
    Westminster
    W1J 8DZ
    UNITED KINGDOM
    Phone
    +442078714533

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mohammad Reza Shaybani

    IRN MRS01315

    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2020)
    • CF1 Director (13 Sep 2017 to 8 Dec 2019)
  • Nicola Wendy Taylor

    IRN NWT01010

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Aug 2022)
    • SMF16 Compliance Oversight (since 30 Aug 2022)
    • [FCA CF] Significant management (since 20 Jan 2020)
  • Nicolo Paschetto

    IRN NXP01896

    • CF30 Customer (19 Oct 2017 to 29 May 2019)
  • Nikolaj Harbo

    IRN NXH01732

    • CF30 Customer (24 Jan 2017 to 18 Jul 2018)
  • Peter Stephen Dove

    IRN PSD01045

    • SMF1 Chief Executive (20 May 2020 to 30 Nov 2020)
    • SMF3 Executive Director (20 May 2020 to 30 Nov 2020)
  • Richard John Drover

    IRN RJD01079

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Oct 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Oct 2020)
    • CF10 Compliance Oversight (3 Oct 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Oct 2019 to 8 Dec 2019)
  • Roman Ivanov

    IRN RXI00023

    • [FCA CF] Client dealing (since 16 Jul 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 16 Jul 2025)
  • Uzoamaka Mbonu

    IRN UXM01130

    • CF30 Customer (20 Oct 2017 to 20 Aug 2019)
  • Vinayak Bhattacharjee

    IRN VXB01055

    • CF30 Customer (3 Jun 2015 to 30 Jun 2016)
  • Vincenzo Mioccio

    IRN VXM01445

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • CF1 Director (6 Dec 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.