Date authorised
1 April 2013
Companies House
03911171
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Lloyd's Avenue
    5th Floor
    London
    EC3M 5DJ
    UNITED KINGDOM
    Phone
    +4402074594804
  • Complaints Contact

    1 Lloyd's Avenue
    5th Floor
    London
    EC3M 5DJ
    UNITED KINGDOM
    Phone
    +4402074594804

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

  • Debt Advice

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Edwin Christopher Packham

    IRN JEP01114

    • Responsible for Insurance Mediation (30 Jun 2009 to 25 Nov 2010)
    • CF1 Director (30 Jun 2009 to 25 Nov 2010)
  • James Wiltshire Ewart

    IRN JWE01028

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 14 Oct 2020)
    • CF1 Director (AR) (9 Oct 2012 to 8 Dec 2019)
  • Jane Powell

    IRN JXP01633

    • CF1 Director (AR) (10 Mar 2011 to 16 May 2012)
  • Jason Jon Field

    IRN JJF01069

    • CF1 Director (AR) (28 May 2013 to 17 Oct 2013)
  • Jeremy Philip Matthew Chapman

    IRN JPC01193

    • CF1 Director (AR) (1 Sep 2010 to 29 Sep 2014)
  • John Alexander Robertson

    IRN JAR01149

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 11 Mar 2021)
    • CF1 Director (AR) (19 Jun 2013 to 8 Dec 2019)
  • John Christopher Igoe

    IRN JCI01020

    • CF1 Director (AR) (19 Aug 2013 to 12 Mar 2014)
  • John Norman MacLeod

    IRN JNM01059

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 8 Feb 2021)
    • CF1 Director (AR) (31 May 2013 to 8 Dec 2019)
  • John Wordsworth

    IRN JXW01731

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 8 Feb 2021)
    • CF1 Director (AR) (15 May 2013 to 8 Dec 2019)
  • Jonathan Davis

    IRN JSD01110

    • SMF3 Executive Director (9 Dec 2019 to 22 Feb 2021)
    • CF1 Director (1 Jan 2014 to 8 Dec 2019)
    • CF1 Director (AR) (13 Dec 2010 to 22 Apr 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.