Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 15 Dec 2022)
    • SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 28 Jun 2022)
    • CF8 Apportionment and Oversight (26 Mar 2015 to 8 Dec 2019)
  • Ingeni Services Group Limited (no longer approved here)

    FRN 747381

    • SMF3 (AR) Executive Director function (10 Mar 2021 to 15 Dec 2022)
  • QRG BROKERS LIMITED (no longer approved here)

    FRN 309576

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 11 Mar 2021)
    • CF1 Director (AR) (19 Jun 2013 to 8 Dec 2019)
  • Itc Compliance Limited (no longer approved here)

    FRN 313486

    • CF1 Director (AR) (27 Jul 2012 to 13 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

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