Date authorised
1 April 2013
Companies House
03911171
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Lloyd's Avenue
    5th Floor
    London
    EC3M 5DJ
    UNITED KINGDOM
    Phone
    +4402074594804
  • Complaints Contact

    1 Lloyd's Avenue
    5th Floor
    London
    EC3M 5DJ
    UNITED KINGDOM
    Phone
    +4402074594804

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

  • Debt Advice

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Shepherdson

    IRN NXS01375

    • CF1 Director (AR) (27 Jul 2012 to 7 Oct 2019)
  • Neil Smith

    IRN NDS01042

    • Responsible for Insurance Distribution (13 Apr 2023 to 24 Oct 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 24 Oct 2023)
    • SMF3 Executive Director (9 Dec 2019 to 5 Feb 2024)
    • CF3 Chief Executive (25 Jul 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (25 Jul 2007 to 30 Sep 2018)
    • CF1 Director (25 Jul 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (25 Jul 2007 to 31 Mar 2009)
  • Nicolas Pomeroy

    IRN NXP00386

    • SMF3 Executive Director (24 Oct 2024 to 3 Mar 2026)
  • Nigel Lynch

    IRN NXL01252

    • CF1 Director (AR) (28 Jan 2013 to 7 Feb 2018)
  • Patrick John Mantle

    IRN PJM01344

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 8 Feb 2021)
    • CF1 Director (AR) (8 Mar 2011 to 8 Dec 2019)
  • Paul Ian Lonsdale

    IRN PIL01009

    • CF1 Director (AR) (14 May 2013 to 24 Sep 2014)
  • Paul Raymond Hewitt

    IRN PRH01181

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 5 Feb 2021)
    • CF1 Director (AR) (5 Jun 2019 to 8 Dec 2019)
  • Paul Richard Bourgeois

    IRN PRB01125

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 23 Mar 2021)
    • CF1 Director (AR) (12 Apr 2011 to 8 Dec 2019)
  • Paul Richard Dommett

    IRN PRD01110

    • CF1 Director (AR) (12 Apr 2011 to 20 Mar 2013)
  • Peter David Williams

    IRN PDW01115

    • CF1 Director (AR) (25 Mar 2013 to 13 Jul 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.