Neil Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QRG BROKERS LIMITED (no longer approved here)

    FRN 309576

    • Responsible for Insurance Distribution (13 Apr 2023 to 24 Oct 2023)
    • SMF3 Executive Director (9 Dec 2019 to 5 Feb 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 24 Oct 2023)
    • CF3 Chief Executive (25 Jul 2007 to 8 Dec 2019)
    • CF1 Director (25 Jul 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (25 Jul 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (25 Jul 2007 to 30 Sep 2018)
  • ADVENT SOLUTIONS MANAGEMENT LIMITED (no longer approved here)

    FRN 308751

    • Responsible for Insurance Mediation (10 Mar 2006 to 3 May 2007)
    • CF3 Chief Executive (10 Mar 2006 to 3 May 2007)
    • CF8 Apportionment and Oversight (10 Mar 2006 to 3 May 2007)
    • CF1 Director (14 Jan 2005 to 3 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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