Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1st FloorExchange Place 3Semple StreetEdinburghEH3 8BLUNITED KINGDOM- Phone
- +4401312222600
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Complaints Contact
1st FloorExchange Place 3Semple StreetEdinburghEH3 8BLUNITED KINGDOM- Phone
- +4401312222600
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Graeme Alexander Aithie
IRN GAA01039
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF4 Partner (20 Nov 2017 to 8 Dec 2019)
- CF30 Customer (1 Jul 2013 to 8 Dec 2019)
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Graeme Lawerence Tough
IRN GLT01025
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (7 Oct 2015 to 8 Dec 2019)
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Graham Kirkpatrick
IRN GXK01219
- CF30 Customer (1 Jul 2013 to 26 Aug 2013)
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Jessica Holden
IRN JXH01087
- [FCA CF] Client dealing (since 1 Apr 2023)
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Joseph Moore
IRN JXM01339
- [FCA CF] Client dealing (1 Apr 2023 to 1 Dec 2023)
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Kieran John McCallum
IRN KJM01199
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Jul 2013 to 8 Dec 2019)
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Moray David Watt
IRN MDW01060
- [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2024)
- CF30 Customer (1 Jul 2013 to 8 Dec 2019)
- CF4 Partner (1 Jul 2013 to 2 Sep 2019)
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Natalie Jackson
IRN NXB01853
- CF30 Customer (8 Oct 2015 to 8 Dec 2019)
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Neil Robert Thomson
IRN NRT01048
- CF30 Customer (1 Jul 2013 to 20 Aug 2018)
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Nicola Naughton
IRN NXF01266
- CF30 Customer (8 Sep 2014 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.