Date authorised
1 July 2013
Companies House
SO304024
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    Exchange Place 3
    Semple Street
    Edinburgh
    EH3 8BL
    UNITED KINGDOM
    Phone
    +4401312222600
  • Complaints Contact

    1st Floor
    Exchange Place 3
    Semple Street
    Edinburgh
    EH3 8BL
    UNITED KINGDOM
    Phone
    +4401312222600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Graeme Alexander Aithie

    IRN GAA01039

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (20 Nov 2017 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
  • Graeme Lawerence Tough

    IRN GLT01025

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (7 Oct 2015 to 8 Dec 2019)
  • Graham Kirkpatrick

    IRN GXK01219

    • CF30 Customer (1 Jul 2013 to 26 Aug 2013)
  • Jessica Holden

    IRN JXH01087

    • [FCA CF] Client dealing (since 1 Apr 2023)
  • Joseph Moore

    IRN JXM01339

    • [FCA CF] Client dealing (1 Apr 2023 to 1 Dec 2023)
  • Kieran John McCallum

    IRN KJM01199

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
  • Moray David Watt

    IRN MDW01060

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2024)
    • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2013 to 2 Sep 2019)
  • Natalie Jackson

    IRN NXB01853

    • CF30 Customer (8 Oct 2015 to 8 Dec 2019)
  • Neil Robert Thomson

    IRN NRT01048

    • CF30 Customer (1 Jul 2013 to 20 Aug 2018)
  • Nicola Naughton

    IRN NXF01266

    • CF30 Customer (8 Sep 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.