QMPF Llp

Date authorised
1 July 2013
Companies House
SO304024
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    Exchange Place 3
    Semple Street
    Edinburgh
    EH3 8BL
    UNITED KINGDOM
    Phone
    +4401312222600
    Web
    https://www.qmpf.co.uk

  • Complaints Contact

    1st Floor
    Exchange Place 3
    Semple Street
    Edinburgh
    EH3 8BL
    UNITED KINGDOM
    Phone
    +4401312222600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Edward Charles Lyons

    IRN PEL01042

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jul 2024)
    • CF11 Money Laundering Reporting (23 Nov 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Mar 2017 to 8 Dec 2019)
    • CF4 Partner (23 Mar 2017 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
  • Rebecca Maeve Herron

    IRN RXH10962

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 Jan 2019 to 8 Dec 2019)
  • Sami Bouzabia

    IRN SXB01160

    • [FCA CF] Client dealing (since 1 Apr 2023)
  • Stephen Cameron Bell

    IRN SCB01105

    • SMF27 Partner (9 Dec 2019 to 2 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2024)
    • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2013 to 8 Dec 2019)
  • Steven Browne

    IRN SXB01159

    • [FCA CF] Client dealing (since 1 Apr 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.