Date authorised
6 July 1987
Companies House
01035198
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000
  • Complaints Contact

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Grant Clemence

    IRN GXC32580

    • [FCA CF] Material risk taker (10 Dec 2018 to 30 Jun 2019)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 30 Jun 2019)
  • Gregory Fleming

    IRN GXF01236

    • CF28 Systems and controls (7 Jan 2008 to 27 Jan 2010)
  • Howard Michael Posner

    IRN HMP01007

    • CF2 Non Executive Director (27 Jan 2006 to 6 Jun 2012)
  • Ian Alun Jones

    IRN IAJ01011

    • CF1 Director (AR) (14 Jan 2005 to 23 Oct 2006)
  • Ian Andrew Smith

    IRN IAS32601

    • [FCA CF] Significant management (since 10 Dec 2018)
  • Ian David Beckerson

    IRN IDB01029

    • CF1 Director (AR) (since 20 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Feb 2019)
    • CF10 Compliance Oversight (9 Dec 2015 to 4 Oct 2018)
    • CF1 Director (1 Dec 2001 to 9 Dec 2015)
  • Ian David Mccallister

    IRN IDM32593

    • [FCA CF] Material risk taker (10 Dec 2018 to 21 Jan 2021)
    • [FCA CF] Significant management (10 Dec 2018 to 21 Jan 2021)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 21 Jan 2021)
  • Ian Fantozzi

    IRN IXF01149

    • SMF7 Group Entity Senior Manager (since 26 Mar 2025)
  • Ibrahim Mohamed El Moghraby

    IRN IME01014

    • [FCA CF] Significant management (since 7 Feb 2022)
    • [FCA CF] Manager of certification employee (7 Feb 2022 to 8 Aug 2022)
  • Inderpreet Singh Pal

    IRN ISP01013

    • SMF7 Group Entity Senior Manager (since 19 Jan 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.