Date authorised
6 July 1987
Companies House
01035198
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000
  • Complaints Contact

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Adam Villiers

    IRN JXV00250

    • [FCA CF] Significant management (since 1 Jan 2026)
  • James Douglas Buntine

    IRN JDB01254

    • CF29 Significant management (1 Apr 2011 to 28 Sep 2015)
  • James Lieu

    IRN JXL00610

    • [FCA CF] Significant management (since 7 Dec 2022)
  • Jamie Thompson

    IRN JMT32607

    • [FCA CF] Manager of certification employee (since 1 Dec 2023)
    • [FCA CF] Significant management (since 17 May 2021)
    • [FCA CF] Material risk taker (since 10 Dec 2018)
    • [PRA CF] Significant risk taker or Material risk taker (since 10 Dec 2018)
  • Jane Elizabeth Farren

    IRN JXF00697

    • [FCA CF] Material risk taker (since 1 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2025)
  • Jane Hollis

    IRN JEH29146

    • [FCA CF] Manager of certification employee (2 Sep 2024 to 14 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (11 Sep 2023 to 14 Oct 2025)
    • [FCA CF] Significant management (11 Sep 2023 to 14 Oct 2025)
    • [FCA CF] Material risk taker (11 Sep 2023 to 14 Oct 2025)
  • Jason Richard Harris

    IRN JRH01225

    • SMF1 Chief Executive (since 4 Dec 2020)
    • CF1 Director (AR) (since 11 Aug 2020)
  • Jo-Anne Michelle Steel

    IRN JXS03890

    • [FCA CF] Significant management (15 Jan 2024 to 10 Nov 2025)
  • Joanna Lloyd-Davies

    IRN JXL00841

    • [FCA CF] Significant management (since 2 Sep 2024)
  • Joe Gordon

    IRN JXG02010

    • SMF24 Chief Operations (1 Apr 2019 to 31 Dec 2022)
    • CF29 Significant management (9 Dec 2015 to 9 Dec 2018)
    • CF1 Director (18 Oct 2013 to 9 Dec 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.