Date authorised
6 July 1987
Companies House
01035198
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000
  • Complaints Contact

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Timothy Barber

    IRN TPB34323

    • [FCA CF] Significant management (6 Nov 2020 to 30 Jun 2022)
    • [FCA CF] Material risk taker (10 Dec 2018 to 30 Jun 2022)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 30 Jun 2022)
  • Timothy Charles William Ingram

    IRN TCI01003

    • SMF10 Chair of the Risk Committee (16 Jul 2020 to 12 Mar 2021)
    • SMF13 Chair of the Nominations Committee (9 Jan 2020 to 31 Mar 2023)
    • SMF12 Chair of the Remuneration Committee (9 Jan 2020 to 9 Jan 2020)
    • SMF9 Chair of the Governing Body (10 Dec 2018 to 31 Mar 2023)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (21 Mar 2014 to 6 Mar 2016)
  • Timothy James Hayward

    IRN TXH00404

    • [FCA CF] Significant management (since 8 Jan 2024)
  • Timothy James Pembroke

    IRN TJP32595

    • [FCA CF] Material risk taker (10 Dec 2018 to 31 Mar 2022)
    • [FCA CF] Significant management (10 Dec 2018 to 31 Mar 2022)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Mar 2022)
  • Timothy Wade

    IRN TCW01029

    • SMF11 Chair of the Audit Committee (since 1 Jul 2024)
  • Trevor Williams

    IRN TXW32617

    • [FCA CF] Significant management (since 10 Dec 2018)
  • Vian Vorster

    IRN VXV32613

    • [FCA CF] Significant management (10 Dec 2018 to 16 Dec 2022)
  • Vincent McLenaghan

    IRN VXM01141

    • CF1 Director (4 Dec 2006 to 2 Sep 2010)
  • Wai Au

    IRN WXA01016

    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 18 Sep 2018)
    • CF2 Non Executive Director (6 Jun 2012 to 6 Mar 2016)
  • Warren Francis Towner

    IRN WXT10376

    • [FCA CF] Significant management (since 4 Oct 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.