Date authorised
6 July 1987
Companies House
01035198
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000
  • Complaints Contact

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen John Muggeridge

    IRN SJM01362

    • CF1 Director (AR) (13 Dec 2004 to 22 Sep 2006)
  • Stephen John Postlewhite

    IRN SJP01328

    • SMF23 Chief Underwriting Officer (18 Aug 2020 to 13 Jun 2022)
    • [FCA CF] Significant management (10 Dec 2018 to 17 Aug 2020)
    • [FCA CF] Material risk taker (10 Dec 2018 to 17 Aug 2020)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 17 Aug 2020)
  • Steven Paul Burns

    IRN SPB01069

    • Responsible for Insurance Mediation (31 Dec 2010 to 1 Oct 2013)
    • CF1 Director (AR) (7 Dec 2004 to 1 Oct 2013)
    • CF1 Director (1 Dec 2001 to 1 Oct 2013)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Oct 2013)
    • CF3 Chief Executive (1 Dec 2001 to 1 Oct 2013)
  • Stuart Donald Brown

    IRN SDB32575

    • [FCA CF] Material risk taker (3 Jul 2019 to 30 Jun 2021)
    • [PRA CF] Significant risk taker or Material risk taker (3 Jul 2019 to 30 Jun 2021)
  • Stuart William Sinclair

    IRN SWS01030

    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 6 May 2020)
    • SMF14 Senior Independent Director (10 Dec 2018 to 6 May 2020)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
    • SIMF14 Senior Independent Director (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (21 Nov 2013 to 6 Mar 2016)
  • Su Wan Selina Smith

    IRN SWS32603

    • [FCA CF] Material risk taker (10 Dec 2018 to 31 Dec 2020)
    • [FCA CF] Significant management (10 Dec 2018 to 31 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Dec 2020)
  • Terence James Whittaker

    IRN TJW01151

    • CF1 Director (17 Jan 2008 to 29 Nov 2011)
    • CF1 Director (AR) (7 Sep 2007 to 13 Feb 2012)
  • Tessa Yuk-Ting Wardle

    IRN TXW00244

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2022)
    • [FCA CF] Significant management (since 1 Nov 2022)
    • [FCA CF] Material risk taker (since 1 Nov 2022)
  • Thomas Weeks

    IRN TXW00073

    • [PRA CF] Significant risk taker or Material risk taker (since 22 Jan 2021)
    • [FCA CF] Material risk taker (since 22 Jan 2021)
    • [FCA CF] Significant management (since 22 Jan 2021)
  • Timothy Andrew Clarke

    IRN TAC01058

    • CF1 Director (AR) (14 Jan 2005 to 27 Nov 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.