Date authorised
6 July 1987
Companies House
01035198
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000
  • Complaints Contact

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Guarnori

    IRN AXG00855

    • [FCA CF] Significant management (since 8 Jan 2024)
  • Andrew John Charles McBride

    IRN AJM01546

    • CF28 Systems and controls (8 Jan 2008 to 30 May 2012)
  • Andrew Richardson

    IRN AXR00970

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Oct 2024)
    • [FCA CF] Material risk taker (since 1 Oct 2024)
  • Andrew Robert Besant

    IRN AXB00915

    • [FCA CF] Significant management (since 1 Dec 2021)
  • Andy Gordon Fitzgerald

    IRN AGF34297

    • [FCA CF] Significant management (since 10 Dec 2018)
    • [FCA CF] Manager of certification employee (1 Jan 2022 to 1 Jul 2022)
  • Angus John Roberts

    IRN AJR01152

    • CF1 Director (1 Dec 2001 to 14 Mar 2003)
  • Anna Louise Bennett

    IRN AXB00720

    • [PRA CF] Significant risk taker or Material risk taker (20 Apr 2021 to 31 Dec 2025)
    • [FCA CF] Material risk taker (20 Apr 2021 to 31 Dec 2025)
    • [FCA CF] Significant management (20 Apr 2021 to 31 Dec 2025)
  • Anna Miskin

    IRN AXM03895

    • CF1 Director (AR) (25 Apr 2023 to 25 Mar 2024)
    • [FCA CF] Significant management (20 Apr 2020 to 14 Apr 2022)
    • [FCA CF] Manager of certification employee (20 Apr 2020 to 14 Apr 2022)
  • Anthony Richard Cacchione

    IRN ARC34286

    • [FCA CF] Significant management (10 Dec 2018 to 31 Jan 2020)
  • Antony Roger Broome

    IRN ARB01182

    • CF1 Director (AR) (14 Jan 2005 to 27 Nov 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.