Date authorised
6 July 1987
Companies House
01035198
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000
  • Complaints Contact

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ashis Mathuradas Bathia

    IRN AMB01248

    • CF1 Director (8 Feb 2008 to 2 Aug 2013)
  • Ashish Zimpok Ahluwalia

    IRN AXA00535

    • [FCA CF] Significant management (since 12 Aug 2024)
    • [FCA CF] Significant management (10 Jan 2022 to 16 Feb 2024)
  • Barbara Martha Tift

    IRN BMT32609

    • [FCA CF] Significant management (6 Sep 2019 to 18 Feb 2023)
  • Benjamin Jesse Hunter

    IRN BXH00208

    • [PRA CF] Significant risk taker or Material risk taker (4 Jan 2022 to 17 Oct 2025)
    • [FCA CF] Material risk taker (4 Jan 2022 to 17 Oct 2025)
  • Bernard Mageean

    IRN BXM01528

    • CF1 Director (19 Jun 2008 to 26 Nov 2010)
  • Beth Marie McLeod

    IRN BMM01076

    • SMF7 Group Entity Senior Manager (since 22 Sep 2023)
    • [FCA CF] Significant management (10 May 2021 to 2 Jun 2023)
    • [FCA CF] Manager of certification employee (10 May 2021 to 26 Dec 2022)
    • SMF5 Head of Internal Audit (10 Dec 2018 to 10 May 2021)
    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (3 Nov 2014 to 6 Mar 2016)
  • Blair Milton Nicholls

    IRN BMN00010

    • CF1 Director (1 Sep 2004 to 21 Nov 2006)
  • Boris Nadenic

    IRN BXN00053

    • [FCA CF] Significant management (3 Jan 2022 to 15 Aug 2025)
  • Brian Roy Smith

    IRN BRS01020

    • CF2 Non Executive Director (1 Dec 2001 to 8 Mar 2006)
  • Brian Walter Pomeroy

    IRN BWP01011

    • CF2 Non Executive Director (20 Jan 2006 to 30 Sep 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.