Date authorised
6 July 1987
Companies House
01035198
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000
  • Complaints Contact

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Pierre Paul Joseph Leon Marie Ghislain Lefevre

    IRN PPL01007

    • SMF10 Chair of the Risk Committee (since 12 Mar 2021)
  • Rachel Knowles

    IRN RXK00109

    • [FCA CF] Significant management (1 Mar 2021 to 31 Dec 2022)
  • Rebecca Anne Warburton

    IRN RAW32615

    • [FCA CF] Significant management (10 Dec 2018 to 5 Aug 2022)
  • Richard Mark Licence

    IRN RML32592

    • [FCA CF] Significant management (10 Dec 2018 to 28 Feb 2020)
  • Richard Vaughan Pryce

    IRN RXP01277

    • SMF7 Group Entity Senior Manager (18 Mar 2021 to 1 Sep 2021)
    • SMF1 Chief Executive (10 Dec 2018 to 14 Dec 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 14 Dec 2020)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • CF8 Apportionment and Oversight (29 Oct 2013 to 6 Mar 2016)
    • Responsible for Insurance Mediation (29 Oct 2013 to 30 Sep 2018)
    • CF3 Chief Executive (4 Oct 2013 to 6 Mar 2016)
    • CF1 Director (1 Sep 2012 to 9 Dec 2018)
  • Robert Bailey

    IRN RXB02268

    • SMF5 Head of Internal Audit (since 8 Aug 2022)
  • Robert Bennet Marshall Johnston

    IRN RBJ01020

    • CF1 Director (14 May 2009 to 10 Mar 2010)
  • Robert Byerly

    IRN RAB32578

    • [FCA CF] Material risk taker (1 Mar 2019 to 29 Sep 2020)
    • [PRA CF] Significant risk taker or Material risk taker (1 Mar 2019 to 29 Sep 2020)
    • [FCA CF] Significant management (1 Mar 2019 to 29 Sep 2020)
  • Robert Charles Nias

    IRN RCN01021

    • [FCA CF] Significant management (10 Dec 2018 to 31 Dec 2023)
    • CF1 Director (AR) (4 Jan 2012 to 9 Apr 2018)
    • CF28 Systems and controls (7 Jan 2008 to 4 Jan 2016)
  • Robert Charles Stone

    IRN RCS01131

    • SMF2 Chief Finance (since 12 Dec 2022)
    • CF1 Director (AR) (since 28 Nov 2022)
    • [FCA CF] Manager of certification employee (10 Dec 2018 to 30 Jun 2019)
    • [FCA CF] Significant management (10 Dec 2018 to 30 Jun 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.