Date authorised
6 July 1987
Companies House
01035198
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000
  • Complaints Contact

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Jeffrey Wallace

    IRN RJW01129

    • CF1 Director (1 Dec 2001 to 1 Jan 2005)
  • Robert Kosova

    IRN RXK00445

    • [FCA CF] Material risk taker (since 1 Apr 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2024)
  • Roger Ball

    IRN RXB32574

    • [FCA CF] Material risk taker (10 Dec 2018 to 31 Jan 2019)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Jan 2019)
    • [FCA CF] Significant management (10 Dec 2018 to 31 Jan 2019)
  • Ronan Hanrahan

    IRN RXH32586

    • [FCA CF] Significant management (10 Dec 2018 to 1 Jul 2021)
  • Salvatore Joseph Sama

    IRN SXS05160

    • [FCA CF] Material risk taker (6 Jan 2024 to 30 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (6 Jan 2024 to 30 Jun 2025)
  • Samuel Harrison

    IRN SXH02626

    • SMF3 Executive Director (24 Nov 2020 to 1 Apr 2021)
    • SMF18 Other Overall Responsibility (10 Dec 2018 to 24 Nov 2020)
    • CF29 Significant management (18 Aug 2015 to 9 Dec 2018)
  • Scott Edward Jacobs

    IRN SXJ00385

    • [FCA CF] Significant management (1 Dec 2022 to 31 Dec 2025)
  • Scott Pidduck

    IRN SXP01269

    • [FCA CF] Material risk taker (since 1 Apr 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2026)
  • Sebastian James Weaver

    IRN SXW00987

    • [FCA CF] Significant management (since 1 Apr 2025)
  • Shane Michael Lawlor

    IRN SXL00436

    • [FCA CF] Significant management (since 6 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 6 Feb 2025)
    • [FCA CF] Material risk taker (since 6 Feb 2025)
    • [FCA CF] Material risk taker (9 May 2022 to 10 May 2022)
    • [FCA CF] Significant management (9 May 2022 to 10 May 2022)
    • [PRA CF] Significant risk taker or Material risk taker (9 May 2022 to 10 May 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.