Date authorised
6 July 1987
Companies House
01035198
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000
  • Complaints Contact

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Patrick Remi Corneel Coene

    IRN PRC01161

    • CF1 Director (16 Nov 2011 to 18 Feb 2013)
  • Paul Horgan

    IRN PLH01058

    • [FCA CF] Significant management (6 Nov 2020 to 30 Sep 2024)
    • [FCA CF] Material risk taker (10 Dec 2018 to 30 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 30 Sep 2024)
  • Paul John McCann

    IRN PJM01528

    • [FCA CF] Significant management (since 10 Dec 2018)
    • [FCA CF] Manager of certification employee (1 Jul 2019 to 19 Apr 2020)
  • Peter Ernest Grove

    IRN PEG01019

    • CF2 Non Executive Director (4 Mar 2010 to 31 Dec 2013)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Apr 2009)
    • CF1 Director (1 Dec 2001 to 4 Mar 2010)
  • Peter Gordon Burton

    IRN PGB32577

    • [FCA CF] Material risk taker (10 Dec 2018 to 1 Sep 2023)
    • [FCA CF] Significant management (10 Dec 2018 to 1 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 1 Sep 2023)
    • [FCA CF] Manager of certification employee (10 Dec 2018 to 1 Sep 2023)
  • Peter John Marfleet Battle

    IRN PJB01204

    • CF1 Director (1 Dec 2001 to 31 Dec 2001)
  • Peter John O'Neill

    IRN PJO01065

    • CF1 Director (17 Jan 2008 to 11 Jun 2008)
  • Peter Richard Wilkins

    IRN PRW01132

    • [FCA CF] Manager of certification employee (9 May 2022 to 12 May 2023)
    • [FCA CF] Material risk taker (10 Dec 2018 to 12 May 2023)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 12 May 2023)
    • [FCA CF] Significant management (10 Dec 2018 to 12 May 2023)
  • Philip Andrew Dodridge

    IRN PAD01073

    • SIMF4 Chief Risk Function (7 Mar 2016 to 19 Dec 2016)
    • CF1 Director (12 Dec 2006 to 6 Mar 2016)
  • Philip Vernon Olsen

    IRN PVO01001

    • CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.