Date authorised
1 April 2013
Companies House
01761561
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000
  • Complaints Contact

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402071054000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · For activities carried on in respect of life and annuities (within the meaning of paragraph 1 of Part II of Schedule 1 to the Regulated Activities Order) reinsurance contracts, the firm is limited to carrying on the regulated activity of effecting contracts of insurance and carrying out contracts of insurance in respect of life and annuity re-insurance contracts issued through the firm’s Dubai branch where, at the time the contract is entered into, the reinsured is located outside of the UK. Italicised terms shall have the meaning in the Glossary to the PRA Rulebook.
  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

    Show 1 limitation
    • · For activities carried on in respect of life and annuities (within the meaning of paragraph 1 of Part II of Schedule 1 to the Regulated Activities Order) reinsurance contracts, the firm is limited to carrying on the regulated activity of effecting contracts of insurance and carrying out contracts of insurance in respect of life and annuity re-insurance contracts issued through the firm’s Dubai branch where, at the time the contract is entered into, the reinsured is located outside of the UK. Italicised terms shall have the meaning in the Glossary to the PRA Rulebook.’
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Timothy Charles William Ingram

    IRN TCI01003

    • SMF10 Chair of the Risk Committee (16 Jul 2020 to 12 Mar 2021)
    • SMF13 Chair of the Nominations Committee (9 Jan 2020 to 31 Mar 2023)
    • SMF12 Chair of the Remuneration Committee (9 Jan 2020 to 9 Jan 2020)
    • SMF9 Chair of the Governing Body (10 Dec 2018 to 31 Mar 2023)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (21 Mar 2014 to 6 Mar 2016)
  • Timothy James Hayward

    IRN TXH00404

    • [FCA CF] Significant management (since 8 Jan 2024)
  • Timothy James Pembroke

    IRN TJP32595

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Mar 2022)
    • [FCA CF] Material risk taker (10 Dec 2018 to 31 Mar 2022)
    • [FCA CF] Significant management (10 Dec 2018 to 31 Mar 2022)
  • Timothy Wade

    IRN TCW01029

    • SMF11 Chair of the Audit Committee (since 1 Jul 2024)
  • Trevor Williams

    IRN TXW32617

    • [FCA CF] Significant management (since 10 Dec 2018)
  • Vian Vorster

    IRN VXV32613

    • [FCA CF] Significant management (10 Dec 2018 to 16 Dec 2022)
  • Vincent McLenaghan

    IRN VXM01141

    • CF1 Director (4 Dec 2006 to 2 Sep 2010)
  • Wai Au

    IRN WXA01016

    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 18 Sep 2018)
    • CF2 Non Executive Director (6 Jun 2012 to 6 Mar 2016)
  • Warren Francis Towner

    IRN WXT10376

    • [FCA CF] Significant management (since 4 Oct 2021)
  • Wayne Lewis

    IRN WXL01026

    • CF13 Finance (22 Nov 2002 to 6 Sep 2004)
    • CF1 Director (1 Dec 2001 to 6 Sep 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.