Date authorised
22 October 2014
Companies House
07844621
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Golden Square
    12 Golden Square
    1st Floor
    London
    W1F 9JE
    UNITED KINGDOM
    Phone
    +442037008820
  • Complaints Contact

    12 Golden Square
    12 Golden Square
    1st Floor
    London
    W1F 9JE
    UNITED KINGDOM
    Phone
    +442037008820

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jason DiLullo

    IRN JXD02428

    • [FCA CF] Client dealing (since 1 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (22 Aug 2017 to 8 Dec 2019)
    • CF1 Director (3 May 2016 to 8 Dec 2019)
  • Jean Gerard Claude Marie Tardy-Joubert

    IRN JGT01037

    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2020)
    • CF30 Customer (22 Oct 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Oct 2014 to 12 Apr 2017)
    • CF10 Compliance Oversight (22 Oct 2014 to 12 Apr 2017)
    • CF1 Director (22 Oct 2014 to 8 Dec 2019)
  • Jonathan Christopher Turner

    IRN JCT01051

    • CF30 Customer (22 Oct 2014 to 24 Oct 2018)
  • Jonathan Scherzer

    IRN JXS18509

    • [FCA CF] Client dealing (since 1 Mar 2021)
    • CF30 Customer (14 Aug 2019 to 8 Dec 2019)
  • Mariam Gassama

    IRN MXG00091

    • [FCA CF] Client dealing (1 Jul 2022 to 2 Feb 2024)
  • Martin Samitz

    IRN MXS04957

    • [FCA CF] Client dealing (since 1 Jan 2024)
  • Michael Hughes

    IRN MXH02351

    • [FCA CF] Client dealing (since 1 Mar 2021)
    • CF30 Customer (22 Oct 2014 to 8 Dec 2019)
  • Milad Zarpak

    IRN MXZ01365

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Mar 2026)
    • SMF16 Compliance Oversight (since 9 Mar 2026)
    • [FCA CF] Client dealing (since 1 Mar 2021)
    • CF30 Customer (12 Jul 2018 to 8 Dec 2019)
  • Peter Spofforth

    IRN PXS02326

    • [FCA CF] Client dealing (since 1 Mar 2021)
    • SMF3 Executive Director (since 1 May 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Dec 2023)
    • CF11 Money Laundering Reporting (22 Mar 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Mar 2017 to 8 Dec 2019)
    • CF30 Customer (22 Oct 2014 to 8 Dec 2019)
  • Philipp Jessen

    IRN PXJ00278

    • [FCA CF] Client dealing (since 1 Jul 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.