Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Highland Europe (UK) LLP
FRN 583383
- SMF27 Partner (since 23 Feb 2021)
- [FCA CF] Client dealing (since 30 Nov 2020)
- CF30 Customer (30 Mar 2018 to 8 Dec 2019)
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- SMF3 Executive Director (9 Dec 2019 to 31 Jan 2020)
- CF1 Director (22 Oct 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (22 Oct 2014 to 12 Apr 2017)
- CF11 Money Laundering Reporting (22 Oct 2014 to 12 Apr 2017)
- CF30 Customer (22 Oct 2014 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.