PSA Financial Services Limited

• Principal Place of Business

  P S A House

  3 Rose Way

  Blaby

  Leicester

  Leicestershire

  LE8 4BY

  UNITED KINGDOM

  Phone

  +4401162993000

  Web

  https://www.psafinancial.co.uk

• Complaints Contact

  P S A House

  3 Rose Way

  Blaby

  Leicester

  Leicestershire

  LE8 4BY

  UNITED KINGDOM

  Phone

  +4401162993000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Loans

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
  • · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums.

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Harteshwer Singh Thind

  IRN HXT00080

  • [FCA CF] Client dealing (8 Apr 2021 to 22 Jul 2022)
  • [FCA CF] Functions requiring qualifications (8 Apr 2021 to 22 Jul 2022)
• Jessica Eleanor Rutherford

  IRN JXR00949

  • [FCA CF] Manager of certification employee (1 Jul 2025 to 31 Mar 2026)
• John Alan Porterfield Jenkins

  IRN JAJ00017

  • CF30 Customer (17 Mar 2008 to 9 Dec 2008)
• John Chapman

  IRN JXC00042

  • CF21 Investment Adviser (3 Aug 2004 to 31 Aug 2004)
• John Philip King

  IRN JPK00004

  • CF21 Investment Adviser (3 Aug 2004 to 31 Mar 2005)
• Jonathan Andrew Edwin Shenton

  IRN JAS01498

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 May 2013 to 8 Dec 2019)
• Juliet Anne McArdle

  IRN JXM00556

  • [FCA CF] Functions requiring qualifications (22 May 2020 to 4 Jun 2020)
  • [FCA CF] Manager of certification employee (22 May 2020 to 4 Jun 2020)
  • [FCA CF] Client dealing (22 May 2020 to 4 Jun 2020)
• Kaylan David Craig Holmes

  IRN KXH00503

  • [FCA CF] Functions requiring qualifications (18 Dec 2024 to 3 Feb 2026)
  • [FCA CF] Client dealing (18 Dec 2024 to 3 Feb 2026)
• Lauren Michelle Herrick

  IRN LMH01115

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Jun 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 24 Jun 2021)
  • CF30 Customer (22 Nov 2018 to 8 Dec 2019)
• Lesley Smith

  IRN LXS01344

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (14 Sep 2006 to 8 Dec 2019)

• Andrew Ford Financial Services Ltd (no longer appointed)

  FRN 497535 · Appointed 10 Mar 2009 · Until 3 Jan 2013

• Lawson-West Financial Services Ltd (no longer appointed)

  FRN 448992 · Appointed 8 Mar 2006 · Until 3 Jan 2013

No changes recorded yet.