Prudential International Assurance Plc

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits
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- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Manages Insurance Policies

For All, Capital redemption, Linked long-term
Issues Insurance

For All, Capital redemption, Linked long-term
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Peter Knaggs
IRN PXK00026
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
Peter Neil Wall
IRN PNW00011
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
Philip Anthony Donlan
IRN PAD00038
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
Philip Bernard Adcock
IRN PBA00005
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
Philip David Peter Davies
IRN PDD00006
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
Pravin Dhirajlal Nathwani
IRN PDN00001
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
Richard Barnes
IRN RXB00178
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
Richard McCullagh
IRN RXM42369
- [PRA CF] Key function holder (3 Dec 2024 to 21 Jan 2026)
Richard Mervyn Austin
IRN RMA00002
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
Richard Thomas Page
IRN RTP00004
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)

Smaller firms operating under this firm's FCA authorisation.

Upsails (no longer appointed)
FRN 188095 · Appointed 7 Sep 1998 · Until 30 Nov 2001
Independent Estate Agency (no longer appointed)
FRN 192825 · Appointed 1 Sep 1998 · Until 30 Nov 2001
The Manhatten Group Limited (no longer appointed)
FRN 188035 · Appointed 31 Aug 1998 · Until 30 Nov 2001
Mortgage Information Centre (no longer appointed)
FRN 192871 · Appointed 11 Aug 1998 · Until 30 Nov 2001
Workington Rugby Football Club Ltd (no longer appointed)
FRN 201274 · Appointed 10 Aug 1998 · Until 30 Nov 2001
Gary Cook & Partners (no longer appointed)
FRN 201170 · Appointed 30 Jul 1998 · Until 30 Nov 2001
Apple Financial Solutions Limited (no longer appointed)
FRN 187250 · Appointed 21 Jul 1998 · Until 30 Nov 2001
FJS Financial Services (no longer appointed)
FRN 187684 · Appointed 14 Jul 1998 · Until 30 Nov 2001
RWF Financial Sservices Limited (no longer appointed)
FRN 187880 · Appointed 6 Jul 1998 · Until 30 Nov 2001
The Mortgage & Tax Shop (no longer appointed)
FRN 188940 · Appointed 18 Jun 1998 · Until 30 Nov 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.