Prudential International Assurance Plc

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits
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- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Manages Insurance Policies

For All, Capital redemption, Linked long-term
Issues Insurance

For All, Capital redemption, Linked long-term
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Helen Rachel Guard
IRN HRG00003
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
Iain Martin Mulholland
IRN IMM00001
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
Ian Anderson
IRN IXA00002
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
Ian Bruce Owen
IRN IBO01001
- Director of firm who is not a certification employee or a SMF manager (22 Oct 2020 to 24 Aug 2021)
Ian Frank Packham
IRN IFP00003
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
Ian John Frank Brindley
IRN IJB00028
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
Ian Robert Creevy
IRN IRC00002
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
Isabelle Christine Strachan
IRN ICS00020
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
James Peter Galea
IRN JPG01140
- SMF17 Money Laundering Reporting Officer (MLRO) (11 Jun 2021 to 27 Oct 2022)
James White Jack
IRN JWJ01007
- CF1 Director (1 Dec 2001 to 7 Aug 2003)

Smaller firms operating under this firm's FCA authorisation.

Hurrens Estate Agents (no longer appointed)
FRN 189389 · Appointed 21 May 1999 · Until 30 Nov 2001
Westmorland Mortgage Bureau (no longer appointed)
FRN 189390 · Appointed 21 May 1999 · Until 30 Nov 2001
Warford Finance Ltd (no longer appointed)
FRN 193298 · Appointed 17 May 1999 · Until 30 Nov 2001
Money Wise (no longer appointed)
FRN 193587 · Appointed 14 May 1999 · Until 30 Nov 2001
The Mortgage Store (Glasgow) Ltd (no longer appointed)
FRN 201299 · Appointed 12 May 1999 · Until 30 Nov 2001
Oryen Systems & Financial Services Limited (no longer appointed)
FRN 201293 · Appointed 12 May 1999 · Until 30 Nov 2001
Ian Rodgers (no longer appointed)
FRN 193189 · Appointed 10 May 1999 · Until 30 Nov 2001
Samuels Estate Agents (no longer appointed)
FRN 201292 · Appointed 5 May 1999 · Until 30 Nov 2001
Graham Price & Co (no longer appointed)
FRN 136159 · Appointed 1 May 1999 · Until 30 Nov 2001
Agency Mortgage Services (no longer appointed)
FRN 193590 · Appointed 11 Mar 1999 · Until 18 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.