Prudential International Assurance Plc

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits
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- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Manages Insurance Policies

For All, Capital redemption, Linked long-term
Issues Insurance

For All, Capital redemption, Linked long-term
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Laura Elizabeth Caulfield
IRN LEC00001
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
Lee Paul Harper
IRN LPH00001
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
Lisa Marie Riley
IRN LMR00002
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
Lisa Marie Williams
IRN LMC00014
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
Louise Michelle Brown
IRN LMB00032
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
Malcolm John Orr
IRN MJO00001
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
Margaret Wright
IRN MXW00145
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
Margot Cronin
IRN MXC00490
- Director of firm who is not a certification employee or a SMF manager (30 May 2019 to 24 Aug 2021)
Marie Rose Broughan
IRN MRB01145
- CF1 Director (1 Dec 2001 to 7 Aug 2003)
Mark Justin Smith
IRN MJS00061
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)

Smaller firms operating under this firm's FCA authorisation.

Ibbett Mosely (no longer appointed)
FRN 201374 · Appointed 12 Jul 1999 · Until 30 Nov 2001
Hieatt & Krik Financial Services (no longer appointed)
FRN 201373 · Appointed 7 Jul 1999 · Until 30 Nov 2001
Mortgage Centre Wolverhampton Limited (no longer appointed)
FRN 191629 · Appointed 5 Jul 1999 · Until 30 Nov 2001
Mortgage Wise (no longer appointed)
FRN 201609 · Appointed 2 Jul 1999 · Until 30 Nov 2001
MacKenzie Ross Financial Services (no longer appointed)
FRN 201333 · Appointed 24 Jun 1999 · Until 30 Nov 2001
Cole & Leach Accountants (no longer appointed)
FRN 201314 · Appointed 15 Jun 1999 · Until 30 Nov 2001
Thomas Brown (no longer appointed)
FRN 201397 · Appointed 15 Jun 1999 · Until 30 Nov 2001
NPW Associates (no longer appointed)
FRN 201316 · Appointed 14 Jun 1999 · Until 30 Nov 2001
Smeatons Estate Agents (no longer appointed)
FRN 201306 · Appointed 8 Jun 1999 · Until 30 Nov 2001
Barron & Turner Mortgages Ltd (no longer appointed)
FRN 201298 · Appointed 28 May 1999 · Until 30 Nov 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.