Louise Michelle Brown

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 10 Jul 2008)
  • Louise Brown

    FRN 542307

    • (1)Employed By (since 3 Mar 2011)
  • Westfield Financial Solutions Limited (no longer approved here)

    FRN 451318

    • Employed By (10 Jul 2008 to 3 Mar 2011)
  • Prudential International Assurance Plc (no longer approved here)

    FRN 170672

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.