Prudential International Assurance Plc

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits
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- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Manages Insurance Policies

For All, Capital redemption, Linked long-term
Issues Insurance

For All, Capital redemption, Linked long-term
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Martin Derrick Hopson
IRN MDH00006
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
Martin Fawcett
IRN MXF00002
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
Martin Stanley Baxter
IRN MSB00029
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
Matthew Ian Howells
IRN MXH02448
- Director of firm who is not a certification employee or a SMF manager (5 Jan 2021 to 24 Aug 2021)
Michael Andrew Young
IRN MAY01007
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)
Michael Currey
IRN MXC00056
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
Michael Leahy
IRN MXL02289
- Director of firm who is not a certification employee or a SMF manager (27 Jan 2021 to 24 Aug 2021)
Michael Payne
IRN MXP17388
- Director of firm who is not a certification employee or a SMF manager (4 Jan 2021 to 24 Aug 2021)
Michelle Anne Bottomley
IRN MAB00089
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)
Neil Andrew Shaw
IRN NAS00001
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2003)

Smaller firms operating under this firm's FCA authorisation.

IFTS Ltd (no longer appointed)
FRN 200888 · Appointed 1 Jul 1995 · Until 30 Nov 2001
Peter Maros (no longer appointed)
FRN 178128 · Appointed 27 Jun 1995 · Until 30 Nov 2001
Gillian Robson (no longer appointed)
FRN 176365 · Appointed 14 Jun 1995 · Until 30 Nov 2001
G Robson (no longer appointed)
FRN 178533 · Appointed 14 Jun 1995 · Until 30 Nov 2001
Kevin Osman (no longer appointed)
FRN 176345 · Appointed 22 May 1995 · Until 30 Nov 2001
Kevin Paul Sparrow (no longer appointed)
FRN 176315 · Appointed 17 May 1995 · Until 30 Nov 2001
Haughton Independent Estate Agents (no longer appointed)
FRN 201015 · Appointed 1 May 1995 · Until 30 Nov 2001
Rajani and Associates (no longer appointed)
FRN 187683 · Appointed 1 Apr 1995 · Until 30 Nov 2001
Ash Tree Insurance (no longer appointed)
FRN 176800 · Appointed 23 Mar 1995 · Until 30 Nov 2001
Jacqueline Claire Lawrie (no longer appointed)
FRN 176230 · Appointed 14 Mar 1995 · Until 30 Nov 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.