Date authorised
1 April 2013
Companies House
OC316278
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Providence Equity LLP
    72 Welbeck Street
    London
    Westminster
    W1G 0AY
    UNITED KINGDOM
    Phone
    +442075148800
  • Complaints Contact

    Providence Equity LLP
    72 Welbeck Street
    London
    Westminster
    W1G 0AY
    UNITED KINGDOM
    Phone
    +442075148800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Timothy Burke

    IRN TXB00194

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2020)
  • Tobias Richter

    IRN TXR01535

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2021)
    • CF30 Customer (12 Mar 2018 to 8 Dec 2019)
  • Tomás Olalde Pablos

    IRN TXO00062

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2021)
  • Torsten Claus Winkler

    IRN TCW01027

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF10 Compliance Oversight (1 Dec 2006 to 27 Dec 2007)
    • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
    • CF4 Partner (1 Dec 2006 to 30 Apr 2009)
    • CF11 Money Laundering Reporting (1 Dec 2006 to 27 Dec 2007)
  • Vazgen Badalyan

    IRN VXB01337

    • [FCA CF] Client dealing (15 Feb 2021 to 1 Apr 2021)
  • Vivek Kumar Gupta

    IRN VXG01288

    • [FCA CF] Client dealing (since 1 Jan 2026)
    • [FCA CF] Client dealing (4 Jan 2021 to 18 Jun 2024)
  • William An

    IRN WXA08773

    • [FCA CF] Client dealing (16 Mar 2020 to 1 Sep 2022)
  • Yu Luo

    IRN YXL01152

    • SMF27 Partner (19 Aug 2022 to 14 Jun 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Jun 2024)
    • CF30 Customer (11 Aug 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.