Providence Equity LLP

• Principal Place of Business

  Providence Equity LLP

  72 Welbeck Street

  London

  Westminster

  W1G 0AY

  UNITED KINGDOM

  Phone

  +442075148800

  Web

  https://www.provequity.com

• Complaints Contact

  Providence Equity LLP

  72 Welbeck Street

  London

  Westminster

  W1G 0AY

  UNITED KINGDOM

  Phone

  +442075148800

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Severin Schmidt

  IRN SXS02837

  • CF30 Customer (16 Sep 2011 to 20 May 2014)
• ShanMae Teo

  IRN SXT01530

  • CF4 Partner (14 Jul 2010 to 30 Jun 2016)
  • CF30 Customer (20 Aug 2008 to 30 Jun 2016)
• Sinisa Krnic

  IRN SXK01568

  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Mar 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Mar 2023)
  • SMF27 Partner (9 Dec 2019 to 1 Mar 2023)
  • CF4 Partner (21 Jul 2010 to 8 Dec 2019)
  • CF10 Compliance Oversight (27 Dec 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (27 Dec 2007 to 8 Dec 2019)
  • CF30 Customer (14 Nov 2007 to 8 Dec 2019)
• Sofian Lignier

  IRN SXL01805

  • [FCA CF] Client dealing (since 18 Jun 2024)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (16 Jul 2019 to 8 Dec 2019)
  • CF30 Customer (7 Jul 2016 to 8 Dec 2019)
• Stefano Bosio

  IRN SXB02940

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (24 Aug 2017 to 8 Dec 2019)
• Steven Murray

  IRN SXM00630

  • [FCA CF] Client dealing (9 Dec 2019 to 4 Sep 2020)
• Stuart Eric Twinberrow

  IRN SXT71206

  • SMF27 Partner (since 2 May 2023)
• Tarik Ben Brahim

  IRN TXB00240

  • [FCA CF] Client dealing (since 1 Jan 2026)
  • [FCA CF] Client dealing (22 Mar 2021 to 18 Jun 2024)
• Thomas Bartee Hodges

  IRN TBH01022

  • CF30 Customer (8 Aug 2013 to 30 Sep 2019)
• Till van Dorp

  IRN TXV01144

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2022)
  • CF30 Customer (12 Mar 2018 to 8 Dec 2019)

No changes recorded yet.