Prosperise Capital LLP

Date authorised
1 February 2018
Companies House
OC419495
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Knightsbridge Green
    London
    SW1X 7QA
    UNITED KINGDOM
    Phone
    +442079591200
    Web
    https://www.prosperisecapital.com

  • Complaints Contact

    1 Knightsbridge Green
    London
    SW1X 7QA
    UNITED KINGDOM
    Phone
    +442079591200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Chi Kin Yuen

    IRN DCY01012

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jun 2021)
    • CF4 Partner (1 Feb 2018 to 1 Feb 2018)
    • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
  • Dirk Rothig

    IRN DXR00427

    • SMF16 Compliance Oversight (since 5 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Nov 2025)
    • [FCA CF] Client dealing (since 24 Jun 2024)
    • SMF27 Partner (since 11 May 2023)
  • Domenico Moro

    IRN DXM01385

    • SMF17 Money Laundering Reporting Officer (MLRO) (23 Jul 2021 to 21 Apr 2023)
    • SMF16 Compliance Oversight (23 Jul 2021 to 21 Apr 2023)
    • SMF1 Chief Executive (11 Dec 2020 to 17 Mar 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Apr 2023)
    • CF30 Customer (6 Mar 2018 to 8 Dec 2019)
  • Galina Goryacheva

    IRN GXG01285

    • CF30 Customer (6 Mar 2018 to 8 Dec 2019)
  • Gennaro Pucci

    IRN GXP01285

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 7 Jun 2024)
    • CF3 Chief Executive (1 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
    • CF4 Partner (1 Feb 2018 to 8 Dec 2019)
  • Ivana Kojic

    IRN IXK19512

    • CF30 Customer (30 Aug 2019 to 8 Dec 2019)
  • Jason Clews

    IRN JXC02955

    • CF10 Compliance Oversight (19 Nov 2018 to 24 Oct 2019)
    • CF30 Customer (6 Mar 2018 to 24 Oct 2019)
  • Judita Jakstyte

    IRN JXJ00302

    • SMF17 Money Laundering Reporting Officer (MLRO) (3 Aug 2023 to 1 Mar 2024)
  • Loren James Remetta

    IRN LJR01055

    • CF30 Customer (1 Feb 2018 to 31 May 2019)
    • CF4 Partner (1 Feb 2018 to 31 May 2019)
  • Noelle Tevis

    IRN NXT01180

    • CF30 Customer (1 Feb 2018 to 31 May 2019)
    • CF10 Compliance Oversight (1 Feb 2018 to 8 Nov 2018)
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Recent activity

Updates to this firm's record on the FCA register.

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