Prosperise Capital LLP

• Principal Place of Business

  1 Knightsbridge Green

  London

  SW1X 7QA

  UNITED KINGDOM

  Phone

  +442079591200

  Web

  https://www.prosperisecapital.com

• Complaints Contact

  1 Knightsbridge Green

  London

  SW1X 7QA

  UNITED KINGDOM

  Phone

  +442079591200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Odo Thomas Maletzki

  IRN OXM00088

  • SMF17 Money Laundering Reporting Officer (MLRO) (3 Jul 2024 to 20 Jun 2025)
  • [FCA CF] Client dealing (24 Jun 2024 to 20 Jun 2025)
  • SMF16 Compliance Oversight (8 Aug 2023 to 20 Jun 2025)
• Peter Kahstein

  IRN PXK00339

  • [FCA CF] Client dealing (since 1 May 2023)
• Sabrina De Caro

  IRN SXD02404

  • SMF27 Partner (9 Dec 2019 to 30 Jun 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2022)
  • CF4 Partner (30 Oct 2019 to 8 Dec 2019)
  • CF30 Customer (24 Apr 2018 to 8 Dec 2019)
• Sophie Dobos

  IRN SXD00663

  • [FCA CF] Client dealing (7 Mar 2023 to 31 Jul 2023)
• Sumit Ahuja

  IRN SXA02974

  • SMF16 Compliance Oversight (9 Dec 2019 to 30 Jun 2021)
  • SMF27 Partner (9 Dec 2019 to 30 Jun 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Jun 2021)
  • CF10 Compliance Oversight (25 Nov 2019 to 8 Dec 2019)
  • CF4 Partner (1 Aug 2019 to 8 Dec 2019)
  • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Feb 2018 to 8 Dec 2019)
  • CF28 Systems and controls (1 Feb 2018 to 8 Dec 2019)
• Timothy Rossington Vickers

  IRN TXV01062

  • [FCA CF] Client dealing (9 Jun 2021 to 30 Sep 2022)
• Walter Ernesto Dolhare

  IRN WED01011

  • SMF27 Partner (since 19 Jul 2024)
  • [FCA CF] Client dealing (since 3 Jun 2024)

No changes recorded yet.