Prosper Capital LLP

Date authorised
1 April 2013
Companies House
OC318663
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    14 Orchard Road
    Onslow Village
    Guildford
    Surrey
    GU2 7QY
    UNITED KINGDOM
    Phone
    +4407825226818
    Web
    https://www.prospercapital.co.uk

  • Complaints Contact

    5 Brayford Square
    London
    E1 0SG
    UNITED KINGDOM
    Phone
    +4407825226818

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · The firm must not conduct any designated investment business advice with retail clients other than venture capital business.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Bannister

    IRN NXB01984

    • CF1 Director (AR) (15 Oct 2025 to 15 Apr 2026)
  • Neil Walker

    IRN NXW01297

    • CF30 Customer (18 Nov 2013 to 30 Apr 2017)
  • Oliver Graham Beresford Johnson

    IRN OXJ20083

    • CF1 Director (AR) (12 Sep 2019 to 30 Dec 2019)
    • CF30 Customer (12 Sep 2019 to 30 Dec 2019)
  • Paul Atkinson

    IRN PXA01302

    • CF2 Non Executive Director (AR) (13 Jan 2022 to 19 Jan 2026)
  • Paul Robert Hole

    IRN PRH01076

    • CF1 Director (AR) (7 Apr 2022 to 6 Jun 2022)
    • CF3 Chief Executive (AR) (7 Apr 2022 to 6 Jun 2022)
    • CF30 Customer (7 Apr 2022 to 6 Jun 2022)
  • Paul Thompson

    IRN PXT01194

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (19 Jul 2013 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (4 Aug 2006 to 8 Dec 2019)
    • CF27 Investment Management (4 Aug 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (4 Aug 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (4 Aug 2006 to 31 Oct 2007)
    • CF4 Partner (4 Aug 2006 to 8 Dec 2019)
  • Peter Adam Rose

    IRN PAR01116

    • CF1 Director (AR) (11 Oct 2013 to 22 Sep 2015)
  • Peter Loughlin

    IRN PXL01596

    • CF30 Customer (12 Jul 2014 to 30 Apr 2017)
  • Petri Kivinen

    IRN PJK01055

    • CF1 Director (AR) (22 Jun 2023 to 27 Sep 2024)
    • CF30 Customer (22 Jun 2023 to 27 Sep 2024)
  • Pim Piers

    IRN PXP01112

    • CF1 Director (AR) (3 Aug 2022 to 30 Jun 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.