Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (22 Jun 2023 to 27 Sep 2024)
- CF1 Director (AR) (22 Jun 2023 to 27 Sep 2024)
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- Employed By (22 Jun 2023 to 27 Sep 2024)
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- [FCA CF] Material risk taker (1 Apr 2018 to 31 Mar 2019)
- [FCA CF] Client dealing (12 Mar 2018 to 2 Sep 2019)
- [FCA CF] Manager of certification employee (12 Mar 2018 to 2 Sep 2019)
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- CF30 Customer (10 May 2010 to 6 Mar 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.